Responsible Conduct of Research at LSU

On December 1, 2000, the US Public Health Service announced final PHS Policy for Instruction in the Responsible Conduct of Research (RCR) for extramural institutions receiving PHS funds for research or research training (currently suspended). This policy required covered institutions (LSU) to have in place by October 1, 2001, a program of instruction that complied with the policy as well as a written description documenting the program. All research staff at the institution (see below) were by October 1, 2003, to have received a program of instruction in RCR. New research staff beginning work after October 1, 2003, were to have received instruction in RCR prior to working on a research project, or as soon thereafter as practicable, but no later than one year after beginning work on the research project. PHS recommended that all covered research staff receive RCR continuing education, and that the policy be extended to all appropriate research staff funded from other sources than the PHS.

Under this policy, "research staff" is defined as staff at the institution who have direct and substantive involvement in proposing, performing, reviewing, or reporting research, or who receive research training, supported by PHS funds or who otherwise work on the PHS-supported research project even if the individual does not receive PHS support. The institution may make reasonable determinations regarding which research staff fall within this definition. Covered individuals include those working at off-campus sites.

Note: this RCR Policy has been implemented for intramural researchers at the NIH, but its application to external organizations has been suspended because it was determined that the Policy constituted rule-making, and federal regulations had not been followed in that sense. It is likely that this or a similar policy WILL be reinstituted in the near future. All PHS Training Grants require such a curriculum.

A useful text covering these topics has been published by the American Society for Microbiology Press (Washington DC): Scientific Integrity: An Introductory Text with Cases, 2nd edition by Francis L. Macrina (2000). Another useful two-volume publication of the National Academy of Science Press is Responsible Science, Volume I: Ensuring the Integrity of the Research Process (1992), and Responsible Science, Volume II: Background Papers and Resource Documents (1993).

Instruction in core areas is required to the extent that the core areas are applicable to the institution's research programs and the particular research projects and staff involved. The institution may exercise reasonable discretion in determining which core areas are applicable to its research staff. The institution may also determine the method of documenting that instruction has occurred.

Nine core instructional areas are included in the curriculum mandated by the PHS policy.

  1. Data acquisition, management, sharing, and ownership
  2. Mentor/trainee responsibilities
  3. Publication practices and responsible authorship
  4. Peer review
  5. Collaborative science
  6. Human subjects (existing human subjects training required at LSU for PHS funded projects meets this core requirement)
  7. Research involving animals (existing training required at LSU for research involving animals meets this core requirement)
  8. Research misconduct
  9. Conflict of interest and commitment

The PHS has provided, and will continue to further develop, resources for training in these areas. Other sites for these resources include:

Links Related To Core Instructional Areas:

  1. Data Acquisition, Management, Sharing and Ownership
  2. Mentor/Trainee Responsibilities
  3. Publication Practices and Responsible Authorship
  4. Peer Review
  5. Collaborative Science
  6. Human Subjects
  7. Research Involving Animals
  8. Research Misconduct
  9. Conflict of Interest

Other Resource Links

Updated 4/2/03

 

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